{"id":"AGY-FED-FINANCIAL-050","kind":"order","level":"federal","jurisdiction":"United States; Securities and Exchange Commission (federal)","state":"","metro":"","industry":"","agency":"FED-FINANCIAL","eco":"","issuer":"Securities and Exchange Commission","authority":"15 U.S.C. § 78mm(a)(1)","instrument":"Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder","title":"Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder","dateIssued":"2020-03-04","effective":"2020-03-04 (covers filings due from and including March 1, 2020 to April 30, 2020)","end":"Superseded March 25, 2020 by Release No. 34-88465 (Ex. 056)","startDate":"2020-03-04","endDate":"2020-03-25","quarters":["2020Q2"],"types":["OTHER","TELE"],"addressees":["every registrant subject to Exchange Act reporting (Sections 13(a), 13(f), 13(g), 14(a), 14(c), 14(f), 15(d) and related rules)","persons required to furnish proxy and information statements"],"clause":"Disruptions to transportation, and limited access to facilities, support staff, and professional advisors as a result of COVID-19, could hamper the efforts of public companies and other persons with filing obligations to meet their filing deadlines.... Accordingly, IT IS ORDERED, pursuant to Section 36 of the Exchange Act, that a registrant (as defined in Exchange Act Rule 12b-2) subject to the reporting requirements of Exchange Act Section 13(a) or 15(d), and any person required to make any filings with respect to such a registrant, is exempt from any requirement to file or furnish materials with the Commission under Exchange Act Sections 13(a), 13(f), 13(g), 14(a), 14(c), 14(f), 15(d) and Regulations 13A, Regulation 13D-G (except for those provisions mandating the filing of Schedule 13D or amendments to Schedule 13D), 14A, 14C and 15D, and Exchange Act Rules 13f-1, and 14f-1, as applicable, where the conditions below are satisfied [including that the filing be made] no later than 45 days after the original due date.","enforcement":"Conditional exemption; failure to satisfy conditions leaves the filer in violation of 15 U.S.C. §§ 78m, 78n, 78o(d)","functions":["OP office and telework (SEC reporting, audit and legal functions performed remotely)","CM capital markets (periodic reporting by every listed company)","WM advisory clients\u0027 issuers","CB investors"],"notes":"Reached every public company in every industry: the Commission\u0027s finding on March 4, 2020 that \u0027limited access to facilities, support staff, and professional advisors\u0027 prevented timely reporting","sourceUrl":"https://www.sec.gov/files/rules/other/2020/34-88318.pdf","snapshot":"","fileExists":true,"fileBytes":168929,"grade":"primary","character":"","description":"","collection":"AGY-FED-FINANCIAL","url":"/library/AGY-FED-FINANCIAL-050","exhibitUrl":"/exhibit/AGY-FED-FINANCIAL-050","citation":"Securities and Exchange Commission, Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder (Mar. 4, 2020) (Ex. AGY-FED-FINANCIAL-050)","stateName":"","related":["AGY-FED-FINANCIAL-051","AGY-FED-FINANCIAL-052","AGY-FED-FINANCIAL-057","AGY-FED-FINANCIAL-058","AGY-FED-FINANCIAL-064","AGY-FED-FINANCIAL-054","AGY-FED-FINANCIAL-055","AGY-FED-FINANCIAL-056","AGY-FED-FINANCIAL-059","AGY-FED-FINANCIAL-060","AGY-FED-FINANCIAL-061","AGY-FED-FINANCIAL-062"]}