{"id":"AGY-FED-FINANCIAL-052","kind":"order","level":"federal","jurisdiction":"United States; Securities and Exchange Commission (federal)","state":"","metro":"","industry":"","agency":"FED-FINANCIAL","eco":"","issuer":"Securities and Exchange Commission","authority":"15 U.S.C. § 80b-6a","instrument":"Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder","title":"Order Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder","dateIssued":"2020-03-13","effective":"2020-03-13","end":"Superseded March 25, 2020 by Release No. IA-5469 (Ex. 058)","startDate":"2020-03-13","endDate":"2020-03-25","quarters":["2020Q2"],"types":["OTHER","TELE"],"addressees":["registered investment advisers","exempt reporting advisers"],"clause":"Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder [March 13, 2020: 45-day extension of Form ADV and Form PF filing and Form ADV Part 2 delivery obligations due on or before April 30, 2020 for advisers unable to meet them because of COVID-19]","enforcement":"Conditional exemption from 15 U.S.C. § 80b-4 and Rules 204-1, 204-3, 204(b)-1","functions":["WM wealth and advisory (compliance and client delivery)","OP","CB clients"],"notes":"Reached every registered adviser and its compliance function","sourceUrl":"https://www.sec.gov/files/rules/other/2020/ia-5463.pdf","snapshot":"","fileExists":true,"fileBytes":159895,"grade":"primary","character":"","description":"","collection":"AGY-FED-FINANCIAL","url":"/library/AGY-FED-FINANCIAL-052","exhibitUrl":"/exhibit/AGY-FED-FINANCIAL-052","citation":"Securities and Exchange Commission, Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-052)","stateName":"","related":["AGY-FED-FINANCIAL-051","AGY-FED-FINANCIAL-057","AGY-FED-FINANCIAL-058","AGY-FED-FINANCIAL-064","AGY-FED-FINANCIAL-054","AGY-FED-FINANCIAL-050","AGY-FED-FINANCIAL-055","AGY-FED-FINANCIAL-056","AGY-FED-FINANCIAL-059","AGY-FED-FINANCIAL-060","AGY-FED-FINANCIAL-061","AGY-FED-FINANCIAL-062"]}