{"id":"AGY-FED-FINANCIAL-071","kind":"order","level":"federal","jurisdiction":"United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight (federal staff no-action letter)","state":"","metro":"","industry":"","agency":"FED-FINANCIAL","eco":"","issuer":"CFTC Divisions of Swap Dealer and Intermediary Oversight and Market Oversight","authority":"17 C.F.R. § 140.99","instrument":"CFTC Staff Letter No. 20-26 (No-Action)","title":"Further Extension of Relief Provided in CFTC Staff Letters Nos. 20-02, 20-03, 20-04, 20-05, 20-06, 20-07, and 20-09","dateIssued":"2020-09-11","effective":"2020-10-01 (continuing the relief expiring Sept. 30, 2020)","end":"2021-01-15","startDate":"2020-10-01","endDate":"2021-01-15","quarters":["2020Q3","2020Q4","2021Q1"],"types":["TELE","EMP","OTHER"],"addressees":["FCMs, IBs, swap dealers, floor brokers, retail foreign exchange dealers, SEFs, DCMs and their members"],"clause":"[In response to requests from the Futures Industry Association and other industry associations] (together, the \u0027Associations\u0027), this letter further extends the time period of certain no-[action relief provided in CFTC Staff Letters Nos. 20-02, 20-03, 20-]04, 20-05, 20-06, 20-07, and 20-09, each issued on March 17, 2020, and extended by [Letter 20-19]... until January 15, 2021, subject to the terms and conditions [of the original letters].","enforcement":"No-action position only","functions":["CM trading and dealing operations from remote locations","OP recordkeeping","WF"],"notes":"The staff\u0027s September 2020 finding that the industry\u0027s personnel remained physically separated and that the relief was still needed into 2021","sourceUrl":"https://www.cftc.gov/csl/20-26/download","snapshot":"","fileExists":true,"fileBytes":509293,"grade":"primary","character":"","description":"","collection":"AGY-FED-FINANCIAL","url":"/library/AGY-FED-FINANCIAL-071","exhibitUrl":"/exhibit/AGY-FED-FINANCIAL-071","citation":"CFTC Divisions of Swap Dealer and Intermediary Oversight and Market Oversight, CFTC Staff Letter No. 20-26 (No-Action) (Sept. 11, 2020) (Ex. AGY-FED-FINANCIAL-071)","stateName":"","related":[]}