{"id":"SEC-13-033","kind":"order","level":"federal","jurisdiction":"United States","state":"","metro":"","industry":"13","agency":"","eco":"","issuer":"Cybersecurity and Infrastructure Security Agency, DHS","authority":"Advisory guidance under PPD-21 and the National Infrastructure Protection Plan, incorporated by reference in State stay-home and essential-business orders","instrument":"Guidance on the Essential Critical Infrastructure Workforce, Version 3.0","title":"Advisory Memorandum on Identification of Essential Critical Infrastructure Workers During COVID-19 Response, Version 3.0","dateIssued":"2020-04-17","effective":"2020-04-17","end":"superseded by v3.1 (May 19, 2020), v4.0 (Aug. 18, 2020), v4.1 (Aug. 5, 2021)","startDate":"2020-04-17","endDate":"2020-05-19","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2","2021Q3"],"types":["CLOSE","OTHER"],"addressees":["State and local officials; critical infrastructure employers"],"clause":"FINANCIAL SERVICES: Workers who are needed to provide, process, and maintain systems for processing, verification, and recording of financial transactions and services, including payment, clearing, and settlement; wholesale funding; insurance services; consumer and commercial lending; public accounting; and capital markets activities. Workers who are needed to maintain orderly market operations to ensure the continuity of financial transactions and services. Workers who are needed to provide business, commercial, and consumer access to bank and non-bank financial services and lending services, including ATMs, lending and money transmission, lockbox banking, and to move currency, checks, securities, and payments (e.g., armored cash carriers). Workers who support financial operations and those staffing call centers, such as those staffing data and security operations centers, managing physical security, or providing accounting services. Workers supporting production and distribution of debit and credit cards. Workers providing electronic point of sale support personnel for essential businesses and workers.","enforcement":"None of its own; the State orders that adopted it defined the permitted scope of operations and imposed conditions on the operations permitted","functions":["BR","AT","CC","CL","BL","IN","WM","OP"],"notes":"v1.0 (Mar. 19, 2020) listed only three financial-services bullets (SEC-07-001 / FED-394); the designation is the premise of the conditions, never an exemption from them.","sourceUrl":"https://www.cisa.gov/sites/default/files/publications/Version_3.0_CISA_Guidance_on_Essential_Critical_Infrastructure_Workers_1.pdf","snapshot":"","fileExists":true,"fileBytes":828768,"grade":"primary","character":"","description":"","collection":"SEC-13","url":"/library/SEC-13-033","exhibitUrl":"/exhibit/SEC-13-033","citation":"Cybersecurity and Infrastructure Security Agency, DHS, Guidance on the Essential Critical Infrastructure Workforce, Version 3.0 (Apr. 17, 2020) (Ex. SEC-13-033)","stateName":"","related":["SEC-07-001","FED-394","SEC-07-003"]}