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Name: The COVID Project Orders Library
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13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

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Filters:Kind: Order Agency cluster: Federal financial regulators 2021 Q3 Clear all

23 instruments · showing 1–23

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Exhibit	Instrument	Issuer	Jurisdiction	Issued	Quarters	Limitations	Grade
Ex. AGY-FED-FINANCIAL-001	Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic Planning	FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020)	United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)Federal	Mar. 6, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-005	FIL-17-2020Regulatory Relief: Working with Customers Affected by the Coronavirus	Federal Deposit Insurance Corporation	United States; Federal Deposit Insurance Corporation (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-053	Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns	SEC Division of Corporation Finance	United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-064	Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	June 19, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-028	Board statement of March 15, 2020, Federal Reserve Actions to Support the Flow of Credit to Households and BusinessesFederal Reserve Actions to Support the Flow of Credit to Households and Businesses	Board of Governors of the Federal Reserve System	United States; Board of Governors of the Federal Reserve System (federal)Federal	Mar. 15, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Emergency declarationOther	Primary source read
Ex. AGY-FED-FINANCIAL-025	FinCEN Notice of March 16, 2020The Financial Crimes Enforcement Network (FinCEN) Encourages Financial Institutions to Communicate Concerns Related to the Coronavirus…	Financial Crimes Enforcement Network	United States; Financial Crimes Enforcement Network, Department of the Treasury (federal)Federal	Mar. 16, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-007	Interagency Statement on the Use of Capital and Liquidity BuffersStatement on the Use of Capital and Liquidity Buffers	Board of Governors, FDIC and OCC	United States; Federal Reserve Board, FDIC and OCC (federal interagency)Federal	Mar. 17, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-008	Joint Statement on CRA Consideration for Activities in Response to COVID-19Joint Statement on CRA Consideration for Activities in Response to the COVID-19	Board of Governors, FDIC and OCC (FDIC FIL-19-2020; OCC Bulletin 2020-19; Fed CA 20-4)	United States; Federal Reserve Board, FDIC and OCC (federal interagency)Federal	Mar. 19, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-091	EXIM Board resolutions of March 25, 2020 establishing four temporary programs (Bridge Financing Program; Pre-Delivery / Pre-Export Financing Program; Supply Chain Financing Guarantee Program expansion; Working Capital Guarantee Program expansion)EXIM Board Takes United Action in Response to COVID-19 to Support Exporters and Jobs with Unprecedented Measures	EXIM Board of Directors	United States; Export-Import Bank of the United States (federal export credit agency)Federal	Mar. 25, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Supply chainOther	Primary source read
Ex. AGY-FED-FINANCIAL-010	Interim final rule, Regulation D: Reserve Requirements of Depository Institutions, 85 Fed. Reg. 16525 (Mar. 24, 2020) (Docket R-1705)Regulation D: Reserve Requirements of Depository Institutions	Board of Governors of the Federal Reserve System	United States; Board of Governors of the Federal Reserve System (federal)Federal	Mar. 24, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-012	SR 20-6Identification of Essential Critical Infrastructure Workers in the Financial Services Sector During the COVID-19 Response	Board of Governors of the Federal Reserve System	United States; Board of Governors of the Federal Reserve System (federal)Federal	Mar. 27, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Stay-at-homeTravel and quarantineOther	Primary source read
Ex. AGY-FED-FINANCIAL-014	Joint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and the CARES ActJoint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and…	CFPB, Board of Governors, FDIC, NCUA, OCC and CSBS	United States; CFPB, Federal Reserve Board, FDIC, NCUA, OCC and State regulators (federal interagency)Federal	Apr. 3, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-026	Interim final rule, Regulatory Capital Rule: Paycheck Protection Program Lending Facility and Paycheck Protection Program Loans, 85 Fed. Reg. 20387 (Apr. 13, 2020)Regulatory Capital Rule: Paycheck Protection Program Lending Facility and Paycheck Protection Program Loans	OCC, Board of Governors and FDIC	United States; OCC, Federal Reserve Board and FDIC (federal interagency)Federal	Apr. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-039	Temporary final rule, Temporary Regulatory Relief in Response to COVID-19, 85 Fed. Reg. 22010 (Apr. 21, 2020)Temporary Regulatory Relief in Response to COVID-19	NCUA Board	United States; National Credit Union Administration (federal)Federal	Apr. 21, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-018	Interim final rule, Regulation D: Reserve Requirements of Depository Institutions, 85 Fed. Reg. 23445 (Apr. 28, 2020) (Docket R-1710)Regulation D: Reserve Requirements of Depository Institutions	Board of Governors of the Federal Reserve System	United States; Board of Governors of the Federal Reserve System (federal)Federal	Apr. 24, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-020	Interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94); technical correction 85 Fed. Reg. 35373 (June 10, 2020)Director, Shareholder, and Member Meetings	Office of the Comptroller of the Currency	United States; Office of the Comptroller of the Currency (federal)Federal	May 28, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-102	Interim final rule, Treatment of Certain COVID-19 Related Loss Mitigation Options Under the Real Estate Settlement Procedures Act (RESPA) (Regulation X), 85 Fed. Reg. 39055 (June 30, 2020) (Docket CFPB-2020-0021; RIN 3170-AA99)Treatment of Certain COVID-19 Related Loss Mitigation Options Under the Real Estate Settlement Procedures Act (RESPA) (Regulation X)	Consumer Financial Protection Bureau	United States; Consumer Financial Protection Bureau (federal)Federal	June 23, 2020	2020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-027	Interim final rule, Temporary Asset Thresholds, 85 Fed. Reg. 77345 (Dec. 2, 2020)Temporary Asset Thresholds	OCC, Board of Governors and FDIC	United States; OCC, Federal Reserve Board and FDIC (federal interagency)Federal	Dec. 2, 2020	2020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-076	FINRA Regulatory Notice 20-42 (and temporary Rule 3110.17 adopted by SR-FINRA-2020-040 as described in the notice)FINRA Seeks Comment on Lessons From the COVID-19 Pandemic	FINRA	United States; Financial Industry Regulatory Authority (self-regulatory organization)Sector regulator	Dec. 16, 2020	2020 Q42021 Q12021 Q22021 Q3	Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-048	Temporary final rule, Temporary Regulatory Relief in Response to COVID-19-Extension, 85 Fed. Reg. 83405 (Dec. 22, 2020)Temporary Regulatory Relief in Response to COVID-19-Extension	NCUA Board	United States; National Credit Union Administration (federal)Federal	Dec. 22, 2020	2020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-097	EXIM Board resolution of April 15, 2021 extending the COVID-19 temporary relief measures (Working Capital Guarantee Program, Supply Chain Financing Guarantee Program, Bridge/Backstop Financing Program and Pre-Delivery/Pre-Export Financing Program) through April 2022EXIM Board Extends COVID-19 Temporary Relief Measures Benefiting Small Business, Transportation and Other Exports Through April 2022	EXIM Board of Directors	United States; Export-Import Bank of the United States (federal export credit agency)Federal	Apr. 15, 2021	2021 Q22021 Q3	Supply chainOther	Primary source read
Ex. AGY-FED-FINANCIAL-073	CFTC Staff Letter No. 21-10 (No-Action)Partial Extension of No-Action Positions to Facilitate Physical Separation in Derivatives Industry Response to COVID-19 (Floor Brokers)	CFTC Market Participants Division and Division of Market Oversight	United States; Commodity Futures Trading Commission, Market Participants Division and Division of Market Oversight (federal staff no-action letter)Federal	Apr. 13, 2021	2021 Q22021 Q3	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-049	Letter to Credit Unions 21-CU-04 and NCUA Board administrative order of April 26, 2021Renewal of Prompt Corrective Action Relief	NCUA Board (interim final rule and administrative order of April 26, 2021) and NCUA staff letter	United States; National Credit Union Administration (federal)Federal	June 1, 2021	2021 Q22021 Q3	Other	Primary source read

FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020), Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2) (Mar. 6, 2020) (Ex. AGY-FED-FINANCIAL-001)
Federal Deposit Insurance Corporation, FIL-17-2020 (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-005)
SEC Division of Corporation Finance, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022) (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-053)
Securities and Exchange Commission, Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief] (June 19, 2020) (Ex. AGY-FED-FINANCIAL-064)
Board of Governors of the Federal Reserve System, Board statement of March 15, 2020, Federal Reserve Actions to Support the Flow of Credit to Households and Businesses (Mar. 15, 2020) (Ex. AGY-FED-FINANCIAL-028)
Financial Crimes Enforcement Network, FinCEN Notice of March 16, 2020 (Mar. 16, 2020) (Ex. AGY-FED-FINANCIAL-025)
Board of Governors, FDIC and OCC, Interagency Statement on the Use of Capital and Liquidity Buffers (Mar. 17, 2020) (Ex. AGY-FED-FINANCIAL-007)
Board of Governors, FDIC and OCC (FDIC FIL-19-2020; OCC Bulletin 2020-19; Fed CA 20-4), Joint Statement on CRA Consideration for Activities in Response to COVID-19 (Mar. 19, 2020) (Ex. AGY-FED-FINANCIAL-008)
EXIM Board of Directors, EXIM Board resolutions of March 25, 2020 establishing four temporary programs (Bridge Financing Program; Pre-Delivery / Pre-Export Financing Program; Supply Chain Financing Guarantee Program expansion; Working Capital Guarantee Program expansion) (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-091)
Board of Governors of the Federal Reserve System, Interim final rule, Regulation D: Reserve Requirements of Depository Institutions, 85 Fed. Reg. 16525 (Mar. 24, 2020) (Docket R-1705) (Ex. AGY-FED-FINANCIAL-010)
Board of Governors of the Federal Reserve System, SR 20-6 (Mar. 27, 2020) (Ex. AGY-FED-FINANCIAL-012)
CFPB, Board of Governors, FDIC, NCUA, OCC and CSBS, Joint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and the CARES Act (Apr. 3, 2020) (Ex. AGY-FED-FINANCIAL-014)
OCC, Board of Governors and FDIC, Interim final rule, Regulatory Capital Rule: Paycheck Protection Program Lending Facility and Paycheck Protection Program Loans, 85 Fed. Reg. 20387 (Apr. 13, 2020) (Ex. AGY-FED-FINANCIAL-026)
NCUA Board, Temporary final rule, Temporary Regulatory Relief in Response to COVID-19, 85 Fed. Reg. 22010 (Apr. 21, 2020) (Ex. AGY-FED-FINANCIAL-039)
Board of Governors of the Federal Reserve System, Interim final rule, Regulation D: Reserve Requirements of Depository Institutions, 85 Fed. Reg. 23445 (Apr. 28, 2020) (Docket R-1710) (Apr. 24, 2020) (Ex. AGY-FED-FINANCIAL-018)
Office of the Comptroller of the Currency, Interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94); technical correction 85 Fed. Reg. 35373 (June 10, 2020) (Ex. AGY-FED-FINANCIAL-020)
Consumer Financial Protection Bureau, Interim final rule, Treatment of Certain COVID-19 Related Loss Mitigation Options Under the Real Estate Settlement Procedures Act (RESPA) (Regulation X), 85 Fed. Reg. 39055 (June 30, 2020) (Docket CFPB-2020-0021; RIN 3170-AA99) (June 23, 2020) (Ex. AGY-FED-FINANCIAL-102)
OCC, Board of Governors and FDIC, Interim final rule, Temporary Asset Thresholds, 85 Fed. Reg. 77345 (Dec. 2, 2020) (Ex. AGY-FED-FINANCIAL-027)
FINRA, FINRA Regulatory Notice 20-42 (and temporary Rule 3110.17 adopted by SR-FINRA-2020-040 as described in the notice) (Dec. 16, 2020) (Ex. AGY-FED-FINANCIAL-076)
NCUA Board, Temporary final rule, Temporary Regulatory Relief in Response to COVID-19-Extension, 85 Fed. Reg. 83405 (Dec. 22, 2020) (Ex. AGY-FED-FINANCIAL-048)
EXIM Board of Directors, EXIM Board resolution of April 15, 2021 extending the COVID-19 temporary relief measures (Working Capital Guarantee Program, Supply Chain Financing Guarantee Program, Bridge/Backstop Financing Program and Pre-Delivery/Pre-Export Financing Program) through April 2022 (Apr. 15, 2021) (Ex. AGY-FED-FINANCIAL-097)
CFTC Market Participants Division and Division of Market Oversight, CFTC Staff Letter No. 21-10 (No-Action) (Apr. 13, 2021) (Ex. AGY-FED-FINANCIAL-073)
NCUA Board (interim final rule and administrative order of April 26, 2021) and NCUA staff letter, Letter to Credit Unions 21-CU-04 and NCUA Board administrative order of April 26, 2021 (June 1, 2021) (Ex. AGY-FED-FINANCIAL-049)

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