| Ex. AGY-FED-FINANCIAL-030 | Letter to Federal Credit Unions 20-FCU-02NCUA Actions Related to COVID-19 - Annual Meeting Flexibility | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-051 | Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-053 | Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns | SEC Division of Corporation Finance | United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-057 | Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-029 | Letter to Credit Unions 20-CU-02NCUA Actions Related to COVID-19 | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureGathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-031 | Letter to Credit Unions 20-CU-03Identification of Essential Critical Infrastructure Workers During COVID-19 | NCUA | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Stay-at-homeTravel and quarantine | Primary source read | |
| Ex. AGY-FED-FINANCIAL-013 | OCC Bulletin 2020-23Pandemic Planning: Essential Critical Infrastructure Workers in the Financial Services Sector | Office of the Comptroller of the Currency | United States; Office of the Comptroller of the Currency (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Stay-at-homeTravel and quarantine | Primary source read | |
| Ex. AGY-FED-FINANCIAL-012 | SR 20-6Identification of Essential Critical Infrastructure Workers in the Financial Services Sector During the COVID-19 Response | Board of Governors of the Federal Reserve System | United States; Board of Governors of the Federal Reserve System (federal)Federal | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Stay-at-homeTravel and quarantineOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-019 | OCC Bulletin 2020-51Corporate Governance: Annual Meetings and the COVID-19 Emergency | Office of the Comptroller of the Currency | United States; Office of the Comptroller of the Currency (federal)Federal | May 12, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-020 | Interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94); technical correction 85 Fed. Reg. 35373 (June 10, 2020)Director, Shareholder, and Member Meetings | Office of the Comptroller of the Currency | United States; Office of the Comptroller of the Currency (federal)Federal | May 28, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-047 | Letter to Federal Credit Unions 20-FCU-04Federal Credit Union Meeting Flexibility During the COVID-19 Pandemic | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Nov. 1, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Gathering capOther | Primary source read | |