Skip to content
The COVID Project
  1. Library
  2. Federal financial regulators
  3. AGY-FED-FINANCIAL-060

Ex. AGY-FED-FINANCIAL-060 Order Primary source read

Temporary final rule, Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19), 85 Fed. Reg. 17747 (Mar. 31, 2020) (Release Nos. 33-10768, 34-88492)

Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19)

Securities and Exchange Commission · United States; Securities and Exchange Commission (federal) (Federal)

Open exhibit (PDF, 230 KB)Source (opens in a new tab)
The COVID Project

The record

Jurisdiction
United States; Securities and Exchange Commission (federal)
Level
Federal
Authority
15 U.S.C. § 77z-3; § 78mm
Issued
2020-03-26 Mar. 26, 2020
Effective
2020-03-26 (Form ID relief through July 1, 2020; Reg A and Reg CF relief for reports due between March 26 and May 31, 2020) (read as 2020-03-26)
End
2020-07-01 (Form ID relief) (read as 2020-07-01)
In force
Mar. 26, 2020 to July 1, 2020
Quarters
2020 Q22020 Q3
Limitation types
Other
Addressees
  • applicants for EDGAR access codes (Form ID)
  • Regulation A issuers
  • Regulation Crowdfunding issuers
Functions reached
  • OP (notarization unavailable; EDGAR access)
  • CM capital raising by small issuers
  • CB
Collection
Federal financial regulators AGY-FED-FINANCIAL

Operative words

Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19) [temporary final rule permitting Form ID applicants to submit the notarized authenticating document within a set period rather than at filing, because notarization was unavailable, and extending Regulation A and Regulation Crowdfunding reporting deadlines by 45 days]

Enforcement

Regulation S-T; Regulations A and Crowdfunding

Notes

The Commission's finding that in-person notarization, a step required to obtain EDGAR access, was unavailable under the closure orders

Retrieval note

Title read from the Federal Register page; bracketed summary from the rule's summary.

A record of The COVID Project. The instrument's text is the source's; the summary fields are The COVID Project's reading of it. Not legal advice.