| Ex. SEC-13-GM-129 | ICBA media advisory (Jan. 27, 2020): 'Community Bankers to Gather in Orlando for 2020 ICBA LIVE' ('the largest, most comprehensive educational and networking event for the nation's community bankers'; Sunday, Mar. 8 through Thursday, Mar. 12, 2020, Gaylord Palms Resort & Convention Center, Kissimmee, Fla.)ICBA LIVE (the community-banking industry's national convention and exposition) | Independent Community Bankers of America | Orlando (2020); 2021 planned venue not sourced, FLOrganizer | Jan. 27, 2020 | | Organizer notice | Primary source read | |
| Ex. SEC-13-017 | 15 U.S.C. 1681s-2(a)(1)(F) (Reporting information during COVID-19 pandemic)Responsibilities of furnishers of information to consumer reporting agencies: reporting information during COVID-19 pandemic | Congress (CARES Act sec. 4021, Pub. L. 116-136, 134 Stat. 281, 489), codified at 15 U.S.C. 1681s-2(a)(1)(F) | United StatesFederal | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-002 | Interagency Statement on Pandemic PlanningInteragency Statement on Pandemic Planning (update of the 2007 statement) | Federal Financial Institutions Examination Council (FRB, FDIC, NCUA, OCC, CFPB, State Liaison Committee) | United StatesFederal | Mar. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Workplace rulesOther | Primary source read | |
| Ex. SEC-13-003 | Joint press release: Agencies encourage financial institutions to meet financial needs of customers and members affected by coronavirusAgencies encourage financial institutions to meet financial needs of customers and members affected by coronavirus | Federal Reserve Board, CFPB, FDIC, NCUA, OCC and Conference of State Bank Supervisors | United StatesFederal | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. SEC-13-004 | FIL-17-2020Regulatory Relief: Working with Customers Affected by the Coronavirus | Federal Deposit Insurance Corporation | United StatesFederal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Confirmed from a secondary source | |
| Ex. SEC-13-025 | Investment Advisers Act Release No. IA-5463 and Investment Company Act Release No. IC-33817 (Mar. 13, 2020) (conditional exemptive orders)Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions From Specified Provisions of the Investment Advisers Act… | Securities and Exchange Commission | United StatesFederal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Confirmed from a secondary source | |
| Ex. SEC-13-035 | SR 20-4 / CA 20-3Supervisory Practices Regarding Financial Institutions Affected by Coronavirus | Board of Governors of the Federal Reserve System (Division of Supervision and Regulation; Division of Consumer and Community Affairs) | United StatesFederal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-GM-001 | AFSA, 'AFSA Independents Conference & Expo Cancelled' (Mar. 13, 2020), quoting the Riverside County order cancelling events of 250 or moreAFSA Independents Conference & Expo 2020 (traditional installment lenders) | American Financial Services Association | La Quinta (La Quinta Resort, Riverside County), CAOrganizer | Mar. 13, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-006 | Letter to Credit Unions 20-CU-02NCUA Actions Related to COVID-19 | National Credit Union Administration (Chairman Rodney E. Hood) | United StatesFederal | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-050 | Executive Order N-28-20Executive Order N-28-20 (suspension of statutory preemption of local eviction and foreclosure protections; request to financial… | Governor Gavin Newsom | CaliforniaState | Mar. 16, 2020 | 2020 Q22020 Q3 | Other | Confirmed from a secondary source | |
| Ex. SEC-13-103 | Emergency Order #4 Pursuant to Executive Order 2020-04Temporary prohibition on evictions and foreclosures | Governor Christopher T. Sununu | New HampshireState | Mar. 17, 2020 | 2020 Q2 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-GM-121 | LIMRA and LOMA news release (Windsor, Conn., Mar. 17, 2020): 'LIMRA and LOMA Cancel Face-To-Face Portion of Conferences in Light of Coronavirus' (2020 Customer Experience Conference, Mar. 25-27, New Orleans; 2020 Regulatory Compliance Exchange, Mar. 31-Apr. 2, Orlando; 2020 Life Insurance Conference, Apr. 20-22, and 2020 Retirement Industry Conference, Apr. 22-24, Salt Lake City)LIMRA and LOMA spring 2020 conferences: Customer Experience Conference (New Orleans), Regulatory Compliance Exchange (Orlando), Life… | LIMRA and LOMA (LL Global) | New Orleans; Orlando; Salt Lake City, LA; FL; UTOrganizer | Mar. 17, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-023 | FAQs About Families First Coronavirus Response Act and Coronavirus Aid, Relief, and Economic Security Act Implementation Part 42FAQs Part 42 | Departments of Labor, Health and Human Services and the Treasury | United StatesFederal | Apr. 11, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. SEC-13-062 | Proclamation 20-19 (amending Proclamation 20-05)Evictions (temporary statewide prohibition of residential eviction activity) | Governor Jay Inslee | WashingtonState | Mar. 18, 2020 | 2020 Q2 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-016 | USDA Rural Development Stakeholder Announcements: Foreclosure and Eviction Relief for Single Family Housing Guaranteed and Direct loans (Mar. 19-20, 2020) and the May 14, 2020 extension bulletinForeclosure and Eviction Relief, COVID-19 National Emergency | USDA Rural Development (Rural Housing Service) | United StatesFederal | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Confirmed from a secondary source | |
| Ex. SEC-13-047 | Executive Order No. 106Moratorium on removals of individuals from residential properties as the result of eviction or foreclosure proceedings | Governor Philip D. Murphy | New JerseyState | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-077 | Bulletin 252COVID-19: Moratorium on Policy Cancellations and Non-Renewals (60 days); Cost-Sharing and Prior Authorizations for COVID-19 Testing… | Indiana Department of Insurance (Commissioner Stephen W. Robertson) | IndianaSector regulator | Mar. 26, 2020 | 2020 Q2 | Health care ordersOther | Primary source read | |
| Ex. SEC-13-093 | Executive Order No. 7GProtection of Public Health and Safety During COVID-19 Pandemic and Response - Presidential Primary Postponement and Additional Public… | Governor Ned Lamont | ConnecticutState | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Business closureHealth care ordersAlcohol and barsCourts and public offices | Primary source read | |
| Ex. SEC-13-075 | ODI Bulletin 2020-03Health Insurance Coverage Flexibility for Ohio Employees (60-day premium grace period; continuation of coverage for employees with reduced… | Ohio Department of Insurance (Director Jillian Froment) | OhioSector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Workplace rulesOther | Confirmed from a secondary source | |
| Ex. SEC-13-076 | PC Bulletin No. 2020-01PC Bulletin 2020-01 (Coronavirus (COVID-19)): continuity of operations, business-interruption information, 45-day premium grace period… | Insurance Commissioner Glen Mulready (Oklahoma Insurance Department) | OklahomaSector regulator | Mar. 20, 2020 | 2020 Q2 | Other | Primary source read | |
| Ex. SEC-13-078 | Bulletin 2020-006Request to All Insurance Companies Regarding Consumers Affected by COVID-19 and the Emergency Public Health Measures | Superintendent of Insurance Russell Toal (Office of Superintendent of Insurance) | New MexicoSector regulator | Mar. 20, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. SEC-13-080 | OCI Bulletin of March 20, 2020, Complying with Regulatory Requirements during the Public Health EmergencyComplying with Regulatory Requirements during the Public Health Emergency (policyholder flexibility; deemed-approval filings disapproved… | Commissioner of Insurance Mark V. Afable (Office of the Commissioner of Insurance) | WisconsinSector regulator | Mar. 20, 2020 | 2020 Q2 | Other | Primary source read | |
| Ex. SEC-13-095 | Executive Order 2020-19Temporary prohibition against entry to premises for the purpose of removing or excluding a tenant or mobile home owner from their home | Governor Gretchen Whitmer | MichiganState | Mar. 20, 2020 | 2020 Q22020 Q3 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-046 | Executive Order 202.8Continuing Temporary Suspension and Modification of Laws Relating to the Disaster Emergency (100 percent in-person workforce reduction… | Governor Andrew M. Cuomo | New YorkState | Mar. 20, 2020 | 2020 Q2 | Stay-at-homeBusiness closureTelework mandateCourts and public officesOther | Confirmed from a secondary source | |