| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-001 | Insurance Circular Letter No. 5 (2020)Guidance to DFS Regulated Insurance Entities and Request for Assurance Relating to Operational and Financial Risk Arising from the Outbreak… | Linda A. Lacewell, Superintendent of Financial Services | New York; Department of Financial Services (State insurance and banking regulator)Sector regulator | Mar. 10, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-007 | Industry Letter of March 10, 2020Guidance to New York State Regulated Institutions on Operational Risk Arising from the Outbreak of the Novel Coronavirus | Superintendent of Financial Services | New York; Department of Financial Services (banking division)Sector regulator | Mar. 10, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-033 | Bulletin of March 13, 2020Coronavirus: COVID-19 - Emergency and Disaster Preparation Information for Maryland Licensed Mortgage Brokers, Lenders and Servicers | Antonio P. Salazar, Commissioner of Financial Regulation | Maryland; Office of the Commissioner of Financial Regulation, Department of Labor (State banking and mortgage regulator)Sector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-031 | Letter to Credit Unions 20-CU-03Identification of Essential Critical Infrastructure Workers During COVID-19 | NCUA | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Stay-at-homeTravel and quarantine | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-034 | Industry Advisory of March 19, 2020Statement on Financial Institutions Working with Customers Affected by the Coronavirus and Regulatory Assistance | Commissioner of Financial Regulation | Maryland; Office of the Commissioner of Financial RegulationSector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-068 | Further Guidance on COVID-19 - Lending, Operations, Borrowing, and ORE (March 19, 2020)Further Guidance on COVID-19 - Lending, Operations, Borrowing, and ORE | Mike Hill, Superintendent of Banks | Alabama; State Banking DepartmentSector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-FED-LABOR-IMMIGRATION-068 | DHS announces flexibility in requirements related to Form I-9 compliance (Mar. 20, 2020), with the Mar. 31, 2021 updateDHS announces flexibility in requirements related to Form I-9 compliance | Department of Homeland Security, through ICE | United States Department of Homeland Security, Immigration and Customs Enforcement, Homeland Security Investigations (federal agency)Federal | Mar. 20, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-024 | Bulletin No. 20-11COVID-19 State of Emergency: Remote Claim Handling | Insurance Commissioner | Maryland; Maryland Insurance AdministrationSector regulator | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-FED-FINANCIAL-013 | OCC Bulletin 2020-23Pandemic Planning: Essential Critical Infrastructure Workers in the Financial Services Sector | Office of the Comptroller of the Currency | United States; Office of the Comptroller of the Currency (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Stay-at-homeTravel and quarantine | Primary source read | |
| Ex. AGY-USCG-PORTS-011 | MSIB 10-20Novel Coronavirus (COVID-19) - Drug Testing Requirements | Commandant, U.S. Coast Guard, Office of Investigations and Casualty Analysis (CG-INV) | United States Coast Guard; nationwide (marine employers subject to 46 C.F.R. part 16)Federal | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. FOR-033 | Directive 16/CT-TTg (Mar. 31, 2020): nationwide social distancing Apr. 1-15, 2020; Ho Chi Minh City under Directive 16 from July 9, 2021; sixteen southern localities under Directive 16 from July 18-19, 2021; factories required to house workers on site ('three on-site') from July 2021; restrictions eased Oct. 1, 2021Vietnam Briefing tracker: Vietnam business operations and the coronavirus | Prime Minister of Vietnam (Directive 16/CT-TTg, Mar. 31, 2020); Ho Chi Minh City People's Committee and southern provincial People's Committees (July-Sept. 2021), as tracked by Vietnam Briefing (Dezan Shira & Associates) | VietnamForeign government | Mar. 31, 2020 | 2020 Q22021 Q3 | Context (guidance or announcement)Stay-at-homeBusiness closureTravel and quarantineWorkplace rulesSupply chain | Confirmed from a secondary source | |
| Ex. AGY-USCG-PORTS-015 | MSIB 12-20COVID-19 - Vessel and Facility Response Plans | Commandant, U.S. Coast Guard, Office of Marine Environmental Response Policy (CG-MER) | United States Coast Guard; nationwideFederal | Apr. 2, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-USCG-PORTS-021 | MSIB 07-20 (Change 2)COVID 19 - Port and Facility Operations - Change 2 | Commandant, U.S. Coast Guard, Inspections and Compliance Directorate | United States Coast Guard; nationwideFederal | May 7, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. FOR-009 | ACUERDO por el que se establece una estrategia para la reapertura de las actividades sociales, educativas y economicas, asi como un sistema de semaforo por regiones para evaluar semanalmente el riesgo epidemiologico relacionado con la reapertura de actividades en cada entidad federativa, asi como se establecen acciones extraordinarias (DOF May 14, 2020)Reopening strategy and semaforo (traffic-light) system; construction, mining and transportation-equipment manufacturing declared essential… | Secretaria de Salud | Mexico (federal)Foreign government | May 14, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureCapacity limitWorkplace rulesSupply chain | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-106 | MDTA news release, Aug. 6, 2020: full-time all-electronic (cashless) tolling permanent across Maryland (JFK Highway, Fort McHenry and Baltimore Harbor Tunnels, Nice/Middleton Bridge; Bay Bridge permanent since May 2020); video tolling at cash rates continues temporarily; former toll collectors reassigned, including as screeners at MDTA building entry points; E-ZPass Customer Service Centers at limited capacity during the state of emergencyGovernor Hogan Announces All-Electronic Tolling Now Permanent at All MDTA Facilities Statewide | Governor Larry Hogan and the Maryland Transportation Authority (MDTA), Executive Director Jim Ports | Maryland (all MDTA toll facilities)State | Aug. 6, 2020 | 2020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-062 | Chairman's letter to all casino licensees (LGCB-5561-20): COVID-19 Protocols and Best PracticesEach casino required to establish and identify a COVID-19 Response Liaison (key gaming employee) as the contact point with the Board and the… | Louisiana Gaming Control Board, Chairman Michael Noel | Louisiana Gaming Control Board (State gaming regulator)Sector regulator | Aug. 11, 2020 | 2020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Workplace rules | Primary source read | |
| Ex. AGY-FED-LABOR-IMMIGRATION-036 | Field Assistance Bulletin No. 2020-5, Employers' obligation to exercise reasonable diligence in tracking teleworking employees' hours of work (Aug. 24, 2020)Employers' obligation to exercise reasonable diligence in tracking teleworking employees' hours of work | Wage and Hour Division Administrator (Cheryl M. Stanton) | United States Department of Labor, Wage and Hour Division (federal agency)Federal | Aug. 24, 2020 | 2020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-FED-LABOR-IMMIGRATION-030 | Protecting Workers: Guidance on Mitigating and Preventing the Spread of COVID-19 in the Workplace (Jan. 29, 2021; updated June 10 and Aug. 13, 2021)Protecting Workers: Guidance on Mitigating and Preventing the Spread of COVID-19 in the Workplace | OSHA | United States Department of Labor, OSHA (federal agency)Federal | Jan. 29, 2021 | 2021 Q12021 Q22021 Q3 | Context (guidance or announcement)Face-covering requirementWorkplace rulesOther | Confirmed from a secondary source | |
| Ex. AGY-USCG-PORTS-034 | MSIB 13-20 (Change 3)COVID 19 - Transportation Worker Identification Credential (TWIC) Operations (Change 3) | Commandant, U.S. Coast Guard, Inspections and Compliance Directorate | United States Coast Guard; nationwideFederal | Apr. 21, 2021 | 2021 Q22021 Q3 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-020 | NJDOC release, 'NJDOC Resumes Visitation with COVID-19 Precautions' (dated Apr. 29, 2021; posted Apr. 23, 2021)Visitation 'provisional' | New Jersey Department of Corrections (Commissioner Marcus O. Hicks) | New Jersey Department of Corrections; State levelState | Apr. 29, 2021 | 2021 Q22021 Q3 | Context (guidance or announcement)Gathering capWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. AGY-USCG-PORTS-035 | MSIB 02-20 (Change 7)Novel Coronavirus - Update (Change 7) | Commandant, U.S. Coast Guard, Inspections and Compliance Directorate | United States Coast Guard; nationwideFederal | May 5, 2021 | 2021 Q22021 Q3 | Context (guidance or announcement)Travel and quarantineWorkplace rulesQuarantine and isolationOther | Primary source read | |
| Ex. FOR-035 | Nationwide Level 3 epidemic alert (raised May 15, 2021 for Taipei and New Taipei and May 19, 2021 nationwide), extended by the CECC announcement of July 8, 2021 to July 26, 2021 with partial relaxation from July 13, 2021; entry of non-resident foreign nationals and transit suspended from May 19, 2021CECC extends nationwide Level 3 epidemic alert until July 26 to safeguard disease prevention efforts in the community; CECC to partially… | Central Epidemic Command Center (CECC), Taiwan Centers for Disease Control, Ministry of Health and Welfare | TaiwanForeign government | July 8, 2021 | 2021 Q22021 Q3 | Context (guidance or announcement)Business closureGathering capFace-covering requirementTravel and quarantineWorkplace rules | Primary source read | |
| Ex. AGY-AVIATION-SURFACE-046 | DOT COVID-19 Drug & Alcohol Testing Statement of Enforcement Discretion for Substance Abuse Professionals and Service Agents (Apr. 4, 2020; updated June 17, 2020; Sept. 22, 2020; Dec. 9, 2020; and May 27, 2021)DOT COVID-19 Drug & Alcohol Testing Statement of Enforcement Discretion for SAPs and Service Agents, as updated May 27, 2021 (extended… | U.S. Department of Transportation, Office of Drug and Alcohol Policy and Compliance | United States (U.S. Department of Transportation, ODAPC)Federal | May 27, 2021 | 2021 Q22021 Q3 | Context (guidance or announcement)Health care ordersWorkplace rulesOther | Primary source read | |
| Ex. FOR-032 | MCO 2.0 (Jan. 13, 2021, selected states); nationwide MCO 3.0 from May 12, 2021; nationwide 'total lockdown' (Phase 1 of the National Recovery Plan) from June 1, 2021, with essential manufacturing limited to a 60 percent workforce and other sectors closed; NRP phases through the third quarter of 2021MCO 2.0, MCO 3.0 and the June 1, 2021 total lockdown | Prime Minister's Office and National Security Council; Ministry of International Trade and Industry (manufacturing approvals) | MalaysiaForeign government | May 28, 2021 | 2021 Q12021 Q22021 Q3 | Context (guidance or announcement)Stay-at-homeBusiness closureCapacity limitSupply chain | Confirmed from a secondary source | |