| Ex. SEC-04-GM-013 | Organizer noticeWalk to End Alzheimer's 2020 (more than 600 community walks; home care and senior living operators are… | Alzheimer's Association | Aug. 2, 2020 | 2020 Q3 | Cross-referenced |
| Ex. SEC-13-GM-026 | Office of the Comptroller of the Currency, interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94), effective May 28, 2020 (same instrument as Ex. AGY-FED-FINANCIAL-020)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and… | each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules | May 28, 2020 | 2020 Q2 | Cross-referenced |
| Ex. SEC-13-GM-027 | ABA Banking Journal, 'OCC Rule Clarifies Virtual Meeting Options for National Banks, Federal Thrifts' (May 27, 2020)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and… | each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules | May 27, 2020 | 2020 Q2 | Cross-referenced |
| Ex. SEC-13-GM-029 | SEC Division of Corporation Finance and Division of Investment Management, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (Mar. 13, 2020; updated Apr. 7, 2020) (same instrument as Ex. AGY-FED-FINANCIAL-053)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and… | each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules | Apr. 7, 2020 | 2020 Q2 | Cross-referenced |
| Ex. SEC-13-GM-114 | Charles Schwab press release (Oct. 13, 2020): 'Schwab Advisor Services to Celebrate 30th Anniversary of Schwab IMPACT' ('IMPACT 2020 will proceed for the first time as a virtual experience'; live sessions Oct. 27-28 and Nov. 2, 4, 9 and 11; 'more than 7,600 firms'; 'more than 90 speakers, 70 education sessions, and nearly 40 exhibitors')Schwab IMPACT 2020 (the largest independent-advisor conference) | Charles Schwab & Co. | Oct. 13, 2020 | 2020 Q4 | Cross-referenced |
| Ex. SEC-13-GM-115 | Charles Schwab press release (Oct. 2021): 'Schwab IMPACT 2021 Brings Compelling Speaker Pairings and Enhanced Virtual Networking Opportunities to RIAs' ('The event, which will be virtual and live over two days,' Oct. 19-20, 2021; 'more than 13,000 independent advisory firms')Schwab IMPACT 2020 (the largest independent-advisor conference) | Charles Schwab & Co. | | | Cross-referenced |
| Ex. SEC-13-GM-126 | SEC Division of Corporation Finance and Division of Investment Management, 'Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns' (Mar. 13, 2020, as updated Apr. 7, 2020): changes of date, time or location; 'virtual' and 'hybrid' meetings 'governed by state law, where permitted, and the issuer's governing documents' (second capture; see also SEC-13-GM-029)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and… | each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules | Apr. 7, 2020 | 2020 Q2 | Cross-referenced |
| Ex. SEC-25-GM-003 | ASI Show homepage with 'Coronavirus Updates - 2020 ASI Show Events' as captured Nov. 1, 2020: Chicago 2020 cancelled (Aug. 13, 2020); Orlando and Fort Worth 2021 moved from January to the second quarterASI Show Chicago 2020, fASI500 Tampa, fASIlitate Seattle, Philadelphia and Washington, the Southern California… | Advertising Specialty Institute (ASI Show) | Aug. 13, 2020 | 2020 Q3 | Cross-referenced |
| Ex. SEC-25-GM-039 | PPAI Expo 2021 homepage and FAQ as captured Nov. 2, 2020: 'PPAI Expo Direct-2-You: A Virtual Connection, January 11-14, 2021'; 'transitioning The PPAI Expo 2021 to a virtual live event was an unavoidable action'The PPAI Expo 2021 (Las Vegas): the promotional-products industry's largest trade show, converted to 'PPAI… | Promotional Products Association International | Nov. 2, 2020 | 2020 Q4 | Cross-referenced |
| Ex. SEC-25-GM-064 | Tampa Bay Super Bowl LV Host Committee site (2020-2021 capture not located)Sports events and their hospitality, broadcast, staging and entertainment production (suites, hospitality… | Leagues, teams, tournament hosts and broadcasters; the AV, staging, tent, catering and entertainment vendors they hire | | | Cross-referenced |
| Ex. SEC-25-GM-070 | Emerald (Emerald X) 'Emerald COVID-19 Resources' page as captured Dec. 2, 2020: 'Emerald had made the decision to postpone and/or cancel our shows taking place through the end of 2020'WPPI 2021 (Wedding & Portrait Photographers International conference and expo, Las Vegas), Imaging USA 2021… | Emerald (WPPI); Professional Photographers of America; American Institute of Floral Designers | Dec. 2, 2020 | 2020 Q4 | Cross-referenced |
| Ex. MA-031 | COVID-19 Order No. 51Order Authorizing Re-Opening of Phase III, Step 2 Enterprises in Municipalities with Reduced Incidence of… | Governor Charles D. Baker | Sept. 29, 2020 | 2020 Q4 | Same issuer, within ninety days |