| Ex. SEC-13-GM-114 | Charles Schwab press release (Oct. 13, 2020): 'Schwab Advisor Services to Celebrate 30th Anniversary of Schwab IMPACT' ('IMPACT 2020 will proceed for the first time as a virtual experience'; live sessions Oct. 27-28 and Nov. 2, 4, 9 and 11; 'more than 7,600 firms'; 'more than 90 speakers, 70 education sessions, and nearly 40 exhibitors')Schwab IMPACT 2020 (the largest independent-advisor conference) | Charles Schwab & Co. | Oct. 13, 2020 | 2020 Q4 | Cross-referenced |
| Ex. SEC-13-GM-115 | Charles Schwab press release (Oct. 2021): 'Schwab IMPACT 2021 Brings Compelling Speaker Pairings and Enhanced Virtual Networking Opportunities to RIAs' ('The event, which will be virtual and live over two days,' Oct. 19-20, 2021; 'more than 13,000 independent advisory firms')Schwab IMPACT 2020 (the largest independent-advisor conference) | Charles Schwab & Co. | | | Cross-referenced |
| Ex. MA-032 | COVID-19 Order No. 52Phase III, Step 2 Order Regulating Gatherings in the Commonwealth | Governor Charles D. Baker | Sept. 29, 2020 | 2020 Q4 | Same issuer, within ninety days |
| Ex. MA-030 | COVID-19 Order No. 50Order Making Certain Phase III Adjustments | Governor Charles D. Baker | Sept. 10, 2020 | 2020 Q32020 Q42021 Q12021 Q2 | Same issuer, within ninety days |
| Ex. MA-033 | COVID-19 Order No. 53Order Requiring Early Closing for Certain Businesses and Activities, Limiting Hours for Alcohol and Adult Use… | Governor Charles D. Baker | Nov. 2, 2020 | 2020 Q42021 Q12021 Q2 | Same issuer, within ninety days |
| Ex. MA-034 | COVID-19 Order No. 54Revised Order Further Regulating Gatherings in the Commonwealth | Governor Charles D. Baker | Nov. 2, 2020 | 2020 Q4 | Same issuer, within ninety days |
| Ex. MA-035 | COVID-19 Order No. 55Revised Order Requiring Face Coverings in Public Places | Governor Charles D. Baker | Nov. 2, 2020 | 2020 Q42021 Q12021 Q2 | Same issuer, within ninety days |
| Ex. MA-037 | COVID-19 Order No. 56Order Revising Provisions for Phase III Re-Openings in Municipalities with Reduced Incidence of COVID-19… | Governor Charles D. Baker | Nov. 6, 2020 | 2020 Q4 | Same issuer, within ninety days |
| Ex. MA-029 | COVID-19 Order No. 49Order Authorizing Certain Program Adjustments to Support Families with Students Engaged in Remote Learning | Governor Charles D. Baker | Aug. 28, 2020 | 2020 Q32020 Q42021 Q12021 Q2 | Same issuer, within ninety days |
| Ex. MA-028 | COVID-19 Order No. 48Order Amending the Administration of Penalties Issued Pursuant to Certain COVID-19 Orders | Governor Charles D. Baker | Aug. 18, 2020 | 2020 Q32020 Q42021 Q12021 Q2 | Same issuer, within ninety days |
| Ex. MA-026 | COVID-19 Order No. 46Third Revised Order Regulating Gatherings Throughout the Commonwealth | Governor Charles D. Baker | Aug. 7, 2020 | 2020 Q32020 Q4 | Same issuer, within ninety days |
| Ex. MA-027 | COVID-19 Order No. 47 (Aug. 11, 2020)Extension of Second Order Authorizing Actions to Limit In-Person Transactions at the Registry of Motor… | Governor Charles D. Baker | Aug. 11, 2020 | 2020 Q32020 Q42021 Q12021 Q2 | Same issuer, within ninety days |